Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roddy Read | 2063338 | 4 | 11/11/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ira Gene Saperstein | 2195387 | 1 | 03/19/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Ray Bowersox | 1271106 | 6 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |