Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick Shanahan | 1430089 | 1 | 01/02/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 11/30/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Mark Harris | 6736992 | 1 | 11/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederic George Stutz | 2219767 | 1 | 10/28/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert O'Donnell | 1333790 | 1 | 02/05/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John William Oakley | 2722172 | 1 | 09/03/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Alonzo White | 1511213 | 1 | 05/22/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenn Dale Weyand | 1343866 | 3 | 10/28/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roddy Read | 2063338 | 3 | 11/11/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ira Gene Saperstein | 2195387 | 1 | 03/19/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |