Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Basenese | 4721418 | 4 | 04/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Edwin Vincent | 1065606 | 1 | 04/13/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas H Kelsey | 7020635 | 1 | 03/30/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 11/04/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Andrew Johnson | 7869599 | 3 | 07/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mike Mohammad Hassan Zandian | 2287424 | 3 | 02/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Parker | 1990411 | 1 | 04/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rachelle A Lanier | 3118810 | 2 | 03/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Beckles | 6733099 | 1 | 11/14/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin David Ruibal | 4173579 | 1 | 09/18/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |