Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lavi Wellner | 6721228 | 1 | 04/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul H Kanarek | 263704 | 2 | 03/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Jesus Capella | 2067540 | 2 | 03/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nyles Anthony Martin | 5898630 | 1 | 02/03/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daryl Anthony Ditroia | 2652583 | 1 | 09/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan M Roth | 1627270 | 2 | 08/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William J Andracki | 4778964 | 1 | 07/07/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Kevin Lloyd | 7672061 | 2 | 05/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugenio Meza | 5189227 | 1 | 12/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Guenther | 1673462 | 3 | 10/08/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |