Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald E Martucci | 6374999 | 1 | 12/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Kevin Lloyd | 7672061 | 2 | 12/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Roderick | 1678649 | 2 | 10/18/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Phillip Joseph Batchelder | 1862856 | 3 | 09/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Phouanenavong | 7258431 | 1 | 09/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Edgar Storey | 5895681 | 1 | 06/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Joe Jimerson | 2036729 | 5 | 06/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin William Sharping | 6282426 | 2 | 06/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin William Sharping | 6282426 | 2 | 06/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Kettering | 1058119 | 1 | 06/06/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |