Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $102,775.00 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $616,217.00 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $53,723.80 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $56,412.80 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $6,945.40 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $10,646.60 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $87,943.80 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $40,655.50 | $0.00 | See FINRA Report |
| Edward Ray Newman | 1580834 | 1 | 09/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Schiavo | 1164805 | 2 | 06/30/1998 | Customer Dispute | Closed-No Action | $9,767.87 | $0.00 | See FINRA Report |