Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allan Strazinsky | 2370052 | 1 | 06/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Douglas Vanhorn | 1156643 | 2 | 05/18/1999 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Carla Jean Gray-Bedell | 2149668 | 1 | 05/14/1999 | Customer Dispute | Settled | $17,881.70 | $0.00 | See FINRA Report |
| William Joseph Rudden | 406759 | 1 | 05/10/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Mathieu | 1773744 | 1 | 03/22/1999 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Joseph Wesley Forte | 2099222 | 3 | 01/20/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Marlin M Thomas | 6302117 | 1 | 12/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $15,592.80 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $73,000.90 | $0.00 | See FINRA Report |
| Norman Wayne Jordan | 1408777 | 11 | 11/24/1998 | Customer Dispute | Settled | $23,850.00 | $0.00 | See FINRA Report |