Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Alan Hoyt | 1554087 | 1 | 07/13/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Talerico | 1400235 | 1 | 06/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Tegland | 5656596 | 2 | 06/07/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Anthony Matthew Mastronicola | 1427012 | 2 | 05/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramona Irene Stoltz | 2564408 | 3 | 05/01/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl David Isaac | 1956375 | 3 | 04/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Soto | 1070513 | 1 | 04/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Guenther | 1673462 | 3 | 03/02/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Matthew Mastronicola | 1427012 | 2 | 02/07/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Manuel Guerrero | 5309023 | 1 | 02/02/2001 | Civil Bond | $0.00 | $0.00 | See FINRA Report |