Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Marshall Silverman | 424025 | 4 | 11/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Bishop | 2879349 | 3 | 10/19/2001 | Customer Dispute | Settled | $96,084.60 | $0.00 | See FINRA Report |
| Shulem Westerman | 1271831 | 2 | 10/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Heimlich | 2249045 | 1 | 09/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramona Irene Stoltz | 2564408 | 3 | 09/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Newitt | 5200931 | 2 | 09/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Daniel Negron | 2758900 | 5 | 09/04/2001 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Gerry Pak | 6054452 | 2 | 08/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Miller | 2198435 | 1 | 08/06/2001 | Customer Dispute | Closed-No Action | $45,709.40 | $0.00 | See FINRA Report |
| John Alexander Ogrodnick | 2516489 | 4 | 07/30/2001 | Customer Dispute | Denied | $56,157.00 | $0.00 | See FINRA Report |