Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Ross Noonan | 1379262 | 1 | 03/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Alan Olson | 2140158 | 1 | 03/18/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Cellini | 1164613 | 1 | 03/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gaetano Anthony Guerra | 2750294 | 1 | 02/28/2002 | Customer Dispute | Denied | $9,170.10 | $0.00 | See FINRA Report |
| Louis Martin Aquina | 6747 | 4 | 02/14/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Cornell Imming | 2744848 | 1 | 02/04/2002 | Customer Dispute | Award / Judgment | $170,000.00 | $44,000.00 | See FINRA Report |
| Georgette Babula Beechan | 1255263 | 1 | 01/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alexander Donnelly | 4186601 | 3 | 01/08/2002 | Customer Dispute | Denied | $10,233.00 | $0.00 | See FINRA Report |
| Al Bastan | 1611532 | 1 | 01/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Cural McPherson | 1337070 | 2 | 12/11/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |