Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrance Judson Wilde | 1006663 | 1 | 07/22/2002 | Customer Dispute | Settled | $13,916.40 | $0.00 | See FINRA Report |
| Donald Carl Jacobs | 1527241 | 1 | 07/02/2002 | Customer Dispute | Denied | $58,647.20 | $0.00 | See FINRA Report |
| Randall Blake Barkhurst | 2104888 | 3 | 06/24/2002 | Customer Dispute | Settled | $6,356.14 | $0.00 | See FINRA Report |
| Michael B Murphy | 3075678 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Mangiafico | 5529965 | 1 | 05/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Michael Olenberg | 1791103 | 1 | 05/15/2002 | Customer Dispute | Settled | $6,157.46 | $0.00 | See FINRA Report |
| Philip Alan Gabrielson | 1125480 | 2 | 05/07/2002 | Customer Dispute | Settled | $15,370.50 | $0.00 | See FINRA Report |
| John Anthony Faith | 2361256 | 5 | 04/23/2002 | Customer Dispute | Settled | $7,517.29 | $0.00 | See FINRA Report |
| Paul H Kanarek | 263704 | 2 | 04/03/2002 | Customer Dispute | Settled | $16,992.10 | $0.00 | See FINRA Report |
| Bradley Eugene Ibach | 2424580 | 1 | 03/22/2002 | Customer Dispute | Settled | $232,456.00 | $0.00 | See FINRA Report |