Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry John Struzyk | 1900201 | 1 | 01/09/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Irina Vitali Shante | 2360352 | 1 | 12/23/2002 | Customer Dispute | Denied | $16,582.30 | $0.00 | See FINRA Report |
| Brian Joe Jimerson | 2036729 | 5 | 12/19/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Alan Gabrielson | 1125480 | 2 | 12/17/2002 | Customer Dispute | Denied | $9,307.14 | $0.00 | See FINRA Report |
| Michael P Kachur | 5227682 | 1 | 12/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tracy John Martin | 1420110 | 1 | 12/02/2002 | Customer Dispute | Settled | $13,741.70 | $0.00 | See FINRA Report |
| Donald Jonathan C Freeman | 2070029 | 1 | 11/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrel James Kemmerer | 1419475 | 1 | 11/14/2002 | Customer Dispute | Denied | $36,619.50 | $0.00 | See FINRA Report |
| Thomas Jones | 7535977 | 1 | 10/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Anthony Socie | 1032006 | 1 | 10/09/2002 | Customer Dispute | Denied | $40,100.00 | $0.00 | See FINRA Report |