Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Hickey | 2034994 | 2 | 03/19/2003 | Customer Dispute | Closed-No Action | $12,859.50 | $0.00 | See FINRA Report |
| Christopher Mathew Vollmer | 5134592 | 1 | 03/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Bennie Eaton | 1054839 | 3 | 03/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Cheatle | 5732277 | 2 | 03/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael F Rubin | 1940438 | 1 | 03/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Martin McCourt | 1069131 | 1 | 02/27/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Curtis Ray Bowersox | 1271106 | 6 | 02/18/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rhett Alan King | 1102465 | 1 | 02/07/2003 | Customer Dispute | Denied | $6,311.37 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 02/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Elgartas Eirosius | 7858339 | 2 | 01/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |