Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachelle A Lanier | 3118810 | 2 | 06/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Morgan Watson | 2512816 | 4 | 06/09/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John A Lindgren | 2899897 | 2 | 05/13/2003 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Nancy King Smith | 2347918 | 2 | 05/06/2003 | Customer Dispute | Award / Judgment | $90,000.00 | $5,422.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 05/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Scot Kazinec | 1726957 | 3 | 05/02/2003 | Customer Dispute | Denied | $26,707.40 | $0.00 | See FINRA Report |
| Patrick James Rosenella | 1881318 | 5 | 04/03/2003 | Customer Dispute | Settled | $10,649.90 | $0.00 | See FINRA Report |
| Demetrios Giallousis | 2596244 | 1 | 03/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Bennie Eaton | 1054839 | 3 | 03/27/2003 | Customer Dispute | Settled | $33,449.50 | $0.00 | See FINRA Report |
| Samuel T Alt | 6645719 | 1 | 03/26/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |