Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Peter Matano | 1040396 | 1 | 02/11/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guiping Zhuang | 2748888 | 1 | 02/10/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joshua Cheatle | 5732277 | 2 | 02/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick James Rosenella | 1881318 | 5 | 01/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Jason Reinhard | 7288215 | 2 | 01/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Mark Borley | 1015581 | 1 | 11/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Antonio Cobb | 4046420 | 1 | 11/12/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Edward Katenkamp | 4491420 | 3 | 10/30/2003 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| John A Lindgren | 2899897 | 2 | 10/24/2003 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Thomas Lee Clore | 1124190 | 1 | 10/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |