Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Jansma | 5483092 | 5 | 05/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick James Rosenella | 1881318 | 5 | 05/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Blaise Doherty | 1325333 | 1 | 05/03/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Lee Husman | 801145 | 5 | 04/29/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joanna J Wang | 4056171 | 2 | 03/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Dean Singleton | 2212636 | 2 | 03/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Dean Singleton | 2212636 | 2 | 03/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna M Kratzenberg | 1873641 | 1 | 03/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Cural McPherson | 1337070 | 2 | 03/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Hurwitz | 3183377 | 1 | 02/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |