Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Kang | 2882556 | 2 | 09/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest E Benton | 3198755 | 1 | 09/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Ray Bowersox | 1271106 | 6 | 08/31/2004 | Customer Dispute | Denied | $0.00 | $6,414.84 | See FINRA Report |
| Michael John Libmann | 1323896 | 4 | 08/05/2004 | Customer Dispute | Settled | $9,003.86 | $0.00 | See FINRA Report |
| Robert Philip Vignolo | 1102360 | 1 | 07/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| June Wang Scortino | 3135155 | 1 | 07/21/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Ann Garriga | 2141229 | 4 | 06/25/2004 | Customer Dispute | Denied | $20,048.70 | $0.00 | See FINRA Report |
| Philip Mark Wosotowsky | 1397316 | 1 | 06/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 06/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Spica | 2658960 | 5 | 06/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |