Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Henry Streeter | 1072391 | 1 | 04/25/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan Nelson Johnson | 2725555 | 2 | 04/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Crystal Rachelle Dickerson | 6621054 | 2 | 03/30/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Brace Shuck | 1982271 | 2 | 03/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Phillip Wilks | 2703525 | 2 | 03/23/2005 | Customer Dispute | Denied | $8,550.00 | $0.00 | See FINRA Report |
| James Arthur Mashey | 2273996 | 2 | 03/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| S Marcus Hawkins | 1200120 | 1 | 03/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gaurang Bhailal Parikh | 1191383 | 2 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Michael Fiordimondo | 1034641 | 1 | 02/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Curtis | 4448165 | 1 | 01/18/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |