Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Nicholas Coulianidis | 1756386 | 2 | 08/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phu Si Phan | 7072903 | 1 | 07/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew H Schall | 4611887 | 1 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon Jansma | 5483092 | 5 | 07/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Bramley | 1570566 | 1 | 06/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Daniel Bye | 1067750 | 2 | 06/28/2005 | Customer Dispute | Closed-No Action | $93,075.90 | $0.00 | See FINRA Report |
| Mark Joseph Diebold | 2137826 | 2 | 06/20/2005 | Customer Dispute | Denied | $28,768.80 | $0.00 | See FINRA Report |
| Nancy Louise Roach-Wilder | 1309581 | 2 | 06/03/2005 | Customer Dispute | Denied | $12,626.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 05/17/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Brace Shuck | 1982271 | 2 | 05/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |