Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Brett Butler | 4260239 | 4 | 12/02/2005 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Patrick Covell | 4380057 | 1 | 11/17/2005 | Customer Dispute | Closed-No Action | $17,879.10 | $0.00 | See FINRA Report |
| Frank Naccarato | 1160630 | 1 | 11/08/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Brent | 2928797 | 5 | 11/08/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Carmello Difonzo | 1187517 | 1 | 11/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Anthony Diiorio | 1027863 | 2 | 10/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Gugliemini | 1180202 | 1 | 10/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Raymond | 2986691 | 3 | 09/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Zimmermann | 1060031 | 4 | 09/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Brent | 2928797 | 5 | 08/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |