Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Marshall Silverman | 424025 | 4 | 04/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Anthony Faith | 2361256 | 5 | 03/20/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Seong-Wook Kim | 4613259 | 4 | 03/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Walter Ary | 2588439 | 1 | 03/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Edward Lengel | 2536816 | 1 | 02/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hendrick Louis-Jacques | 4701136 | 2 | 02/05/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Lynn Crowe | 2152321 | 4 | 02/02/2006 | Customer Dispute | Settled | $166,000.00 | $0.00 | See FINRA Report |
| Allan Edward Adler | 1727847 | 1 | 01/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Graney | 6424824 | 4 | 12/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Gennaro Bozzi | 1410875 | 6 | 12/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |