Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy King Smith | 2347918 | 2 | 08/11/2006 | Customer Dispute | Denied | $5,900.00 | $0.00 | See FINRA Report |
| Christopher Michael O'Connor | 7787906 | 1 | 08/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Paul Gilbert | 2275679 | 1 | 08/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Wesly Davis | 1138886 | 1 | 08/01/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Jason Reinhard | 7288215 | 2 | 07/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Gennaro Bozzi | 1410875 | 6 | 06/21/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Odonnell | 2630442 | 1 | 05/25/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur O Agunloye | 4047815 | 1 | 05/23/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Douglas James Bostrom | 2139334 | 1 | 04/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Matthew Sandler | 4455114 | 1 | 04/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |