Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Gilmore | 2479049 | 2 | 01/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renee Anita King | 7806431 | 3 | 12/15/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eugene Gennaro Bozzi | 1410875 | 6 | 12/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Mark Filippone | 2838298 | 1 | 12/06/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ryan Christopher McHugh | 5784387 | 1 | 11/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Moravchik | 4427014 | 4 | 10/31/2006 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Brett Kirkland Moore | 1100774 | 3 | 10/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roddy Read | 2063338 | 3 | 10/12/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Daniel Negron | 2758900 | 5 | 09/13/2006 | Customer Dispute | Denied | $33,349.70 | $0.00 | See FINRA Report |
| Gary Robert Conley | 4246284 | 1 | 08/25/2006 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |