Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul M Miller | 7832765 | 1 | 05/18/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Jairo Enrique Mejia | 6482873 | 1 | 05/15/2023 | Customer Dispute | Denied | $50,850.00 | $0.00 | See FINRA Report |
| Michael Pechersky | 2810249 | 1 | 05/10/2023 | Customer Dispute | Denied | $18,564.80 | $0.00 | See FINRA Report |
| Andrew Philip Reynolds | 2095526 | 1 | 05/04/2023 | Customer Dispute | Denied | $7,095.00 | $0.00 | See FINRA Report |
| Craig Lee Platt | 7220346 | 1 | 05/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lewis Thomas | 6223542 | 2 | 05/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Manzanares | 4724625 | 1 | 04/10/2023 | Customer Dispute | Denied | $10,054.90 | $0.00 | See FINRA Report |
| Matthew Mussenden | 7858614 | 1 | 04/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew David Busch | 6366563 | 1 | 04/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis E Hudson | 4825700 | 3 | 03/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |