Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Angel Rosado | 2621630 | 3 | 12/17/2012 | Customer Dispute | Withdrawn | $70,362.20 | $0.00 | See FINRA Report |
| Keith Taylor Beckworth | 1139034 | 1 | 08/30/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Patrick James Rosenella | 1881318 | 5 | 10/10/2011 | Customer Dispute | Withdrawn | $7,693.00 | $0.00 | See FINRA Report |
| John Edward Hickey | 2034994 | 2 | 11/20/2008 | Customer Dispute | Withdrawn | $470.00 | $0.00 | See FINRA Report |
| Robert Buckman | 2130186 | 2 | 05/02/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |