Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Kevin Kehoe | 1960219 | 1 | 03/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Bobango | 1965928 | 2 | 02/25/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 07/16/2014 | Customer Dispute | Settled | $30,993.80 | $0.00 | See FINRA Report |
| John Paul Salvesen | 1470176 | 1 | 12/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/04/2013 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Brian Joe Jimerson | 2036729 | 5 | 08/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Marshall Silverman | 424025 | 4 | 08/19/2013 | Customer Dispute | Settled | $4,683.00 | $0.00 | See FINRA Report |
| Jesse Brett Butler | 4260239 | 4 | 07/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Paul Barbary | 1977176 | 1 | 05/21/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Brian Salisbury | 4047174 | 1 | 11/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |