Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Ann Brown-Buchanan | 1924011 | 2 | 03/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon Boyd Hanna | 3225573 | 2 | 03/02/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Leo McGarvey | 2285601 | 1 | 02/25/2016 | Customer Dispute | Settled | $167,299.00 | $0.00 | See FINRA Report |
| Jacqueline Marie Therese Grellinger | 5878228 | 1 | 02/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip D Tronolone | 4790710 | 1 | 11/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert David Simpson | 1519272 | 5 | 08/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Dominic Perna | 1891717 | 1 | 06/12/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Battiste Gammero | 5633860 | 1 | 04/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward John Lupardo | 1421413 | 1 | 03/31/2015 | Customer Dispute | Settled | $29,252.60 | $0.00 | See FINRA Report |
| Arthur Lee Barnette | 5859876 | 2 | 03/30/2015 | Customer Dispute | Settled | $6,756.73 | $0.00 | See FINRA Report |