Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew C McDonough | 6015156 | 3 | 12/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Arteca | 4550695 | 7 | 12/15/2017 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Pascoe | 2003524 | 5 | 11/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Johnson | 2455741 | 3 | 11/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacob Valentine Hoffmann | 6107256 | 3 | 11/02/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Joseph Schnall | 1942860 | 3 | 10/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas A Rodak | 6232861 | 1 | 07/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander S MacGregor | 5084614 | 1 | 03/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Angel Rosado | 2621630 | 3 | 03/22/2017 | Customer Dispute | Settled | $41,186.00 | $0.00 | See FINRA Report |
| Jonathan Todd Viscounte | 1295593 | 3 | 03/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |