Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brenda Louise Labar | 4517754 | 4 | 02/21/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 11/13/2019 | Customer Dispute | Settled | $11,770.30 | $0.00 | See FINRA Report |
| Michael John Libmann | 1323896 | 4 | 09/06/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher S Maienshein | 5826375 | 1 | 08/15/2019 | Customer Dispute | Settled | $51,512.00 | $0.00 | See FINRA Report |
| Nathan Michael Badowski | 4198119 | 4 | 08/15/2019 | Customer Dispute | Settled | $51,512.00 | $0.00 | See FINRA Report |
| Robby Edward Ammons | 4278581 | 1 | 07/15/2019 | Customer Dispute | Settled | $7,192.00 | $0.00 | See FINRA Report |
| Joseph Anthony Pietrykowski | 4762644 | 2 | 05/01/2019 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| Alexander Matthew Parker | 6371175 | 1 | 03/11/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roderick T Parham | 2825204 | 1 | 03/06/2019 | Customer Dispute | Settled | $5,203.21 | $0.00 | See FINRA Report |
| Dawn Anne Coleman-Hyman | 1320756 | 1 | 02/05/2019 | Customer Dispute | Settled | $1,150,000.00 | $0.00 | See FINRA Report |