Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andreas Teddy Dailey | 1766442 | 2 | 05/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christina Chen Blovad | 6911446 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bashar F Hakim | 2878558 | 5 | 04/15/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Patrick John Adams | 5461474 | 1 | 03/18/2021 | Customer Dispute | Settled | $12,846.00 | $0.00 | See FINRA Report |
| Kristin Pennock Jackson | 6404235 | 1 | 12/02/2020 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Dougherty | 4821828 | 1 | 11/20/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Pascoe | 2003524 | 5 | 08/03/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Matthew Dean Shull | 6032056 | 1 | 05/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Kirwin | 6044932 | 1 | 03/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Edkins | 1179297 | 1 | 03/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |