Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Shawn Roderick | 1678649 | 2 | 01/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Roderick | 1678649 | 2 | 10/18/1994 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Kettering | 1058119 | 1 | 06/06/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul H Kanarek | 263704 | 2 | 03/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Guenther | 1673462 | 3 | 10/08/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Gaudio | 1488931 | 1 | 09/12/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |