Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Becker | 5928771 | 1 | 09/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David James Lesko | 2254373 | 1 | 08/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Travis Martin McClarney | 5888653 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Arteca | 4550695 | 7 | 06/15/2022 | Customer Dispute | Settled | $78,780.00 | $0.00 | See FINRA Report |
| James Leo Defano | 2691330 | 1 | 04/27/2022 | Customer Dispute | Settled | $9,662.00 | $0.00 | See FINRA Report |
| Barry James Gilrane | 3088659 | 1 | 01/21/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 11/22/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 08/04/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Scot Kazinec | 1726957 | 3 | 07/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tran Tracy Luong | 5667946 | 1 | 06/14/2021 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |