Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Cowell | 4133331 | 1 | 11/12/2012 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/17/2012 | Customer Dispute | Settled | $53,500.00 | $0.00 | See FINRA Report |
| Zohaib Tariq | 5290948 | 3 | 09/17/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Ronald Gagnon | 2346176 | 3 | 07/12/2012 | Customer Dispute | Settled | $20,979.00 | $0.00 | See FINRA Report |
| James Lee McAllister | 1571682 | 2 | 07/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Arthur Schummer | 3272406 | 4 | 06/22/2012 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Thomas Eugene Marks | 2702476 | 3 | 05/03/2012 | Customer Dispute | Settled | $20,679.00 | $0.00 | See FINRA Report |
| Brett Kirkland Moore | 1100774 | 3 | 04/18/2012 | Customer Dispute | Settled | $16,936.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Newitt | 5200931 | 2 | 04/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 04/02/2012 | Customer Dispute | Settled | $9,531.48 | $0.00 | See FINRA Report |