Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mike Mohammad Hassan Zandian | 2287424 | 3 | 10/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Harris | 1140693 | 1 | 08/23/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 08/11/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Edwin Vincent | 1065606 | 1 | 04/13/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Mastrosimone | 322615 | 4 | 11/04/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |