Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joe Jimerson | 2036729 | 5 | 12/19/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Petropoulos | 1541317 | 1 | 10/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Moe Javantash | 6820499 | 1 | 10/20/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Lamar Clark | 2831179 | 1 | 02/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Avelino Correia Andrade | 1129061 | 3 | 02/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Kevin Lloyd | 7672061 | 2 | 12/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Jesus Capella | 2067540 | 2 | 03/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan M Roth | 1627270 | 2 | 08/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shuchen Fei | 2386618 | 2 | 07/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Dolphin | 1803825 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |