Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Molly Ryan Croyle | 2231162 | 1 | 10/19/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Thomas Johnson | 6725940 | 1 | 07/18/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Justin Gooding | 6775062 | 2 | 07/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Michael Badowski | 4198119 | 4 | 02/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lavette Corkern | 3076743 | 1 | 10/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Michael Badowski | 4198119 | 4 | 09/18/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darin Thomas Moening | 5622024 | 2 | 12/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Pierce Kelley | 5967615 | 1 | 12/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel T Barjenbruch | 5295640 | 1 | 10/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Doreen Kramer | 2507970 | 2 | 07/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |