Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mari Anne Nesse-Wyssbrod | 4519368 | 2 | 02/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Zauner | 2027403 | 2 | 01/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Frawley | 7748507 | 1 | 01/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 07/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 04/05/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Janice C Uberecken | 2341262 | 2 | 10/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arun Rajaram | 6443234 | 1 | 01/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Moravchik | 4427014 | 4 | 10/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Melvin Bell | 4557463 | 2 | 05/22/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon K Rogers | 5151371 | 2 | 11/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |