Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jesse Brett Butler | 4260239 | 4 | 12/02/2005 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
Leonard Alan Feigenbaum | 205579 | 7 | 05/17/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Randy Lee Husman | 801145 | 5 | 11/17/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Joseph Wesley Forte | 2099222 | 3 | 01/20/1999 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |