Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Paul Cour | 6065894 | 6 | 02/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Austin Sykora | 6990661 | 5 | 02/14/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Walter Branchini | 1014863 | 1 | 01/26/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Craig Eugene Friedrichsen | 2774629 | 6 | 11/22/2023 | Customer Dispute | Pending | $41,500.00 | $0.00 | See FINRA Report |
| Joel Paul Erikson | 2959020 | 4 | 10/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |