Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Charles Sclafani | 4374097 | 2 | 10/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walid Salim | 7718719 | 6 | 08/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard E Brownell | 5546317 | 1 | 06/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Thomas Harberts | 4636625 | 1 | 05/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Peter Leonchik | 5625273 | 2 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis M Burns | 4609520 | 1 | 01/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Allen Brent | 2928797 | 5 | 01/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Ann Certo | 2617676 | 2 | 09/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Alan Krause | 7319967 | 1 | 07/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kanya Chittanon Arntson | 1730648 | 2 | 03/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |