Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Krug | 2900647 | 5 | 01/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walid Salim | 7718719 | 6 | 04/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dory Adoracion V Jacinto | 1842477 | 2 | 11/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alice M Barnes | 4363594 | 1 | 11/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Krug | 2900647 | 5 | 10/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Morgan Watson | 2512816 | 4 | 10/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Morgan Watson | 2512816 | 4 | 08/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Riziero Richard Botta | 4367798 | 3 | 08/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dory Adoracion V Jacinto | 1842477 | 2 | 05/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Morgan Watson | 2512816 | 4 | 05/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |