Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robenson Compere | 6013205 | 1 | 02/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terrance L Dubois | 4229942 | 4 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Harriet Arnstein | 2313882 | 7 | 12/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Lessing | 2968715 | 2 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Errol Fernando | 2565558 | 3 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Dow Brooks | 4653219 | 4 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angelina Blackwell | 7866829 | 1 | 03/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Harriet Arnstein | 2313882 | 7 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Lessing | 2968715 | 2 | 01/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Sgro | 2968610 | 2 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |