Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Norman Bright | 6604863 | 1 | 12/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walid Salim | 7718719 | 6 | 10/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Basenese | 4721418 | 4 | 10/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Harriet Arnstein | 2313882 | 7 | 07/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allan Bruce Garshman | 2468786 | 1 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walid Salim | 7718719 | 6 | 06/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terrance L Dubois | 4229942 | 4 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terrance L Dubois | 4229942 | 4 | 04/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Renard Wilson | 4533681 | 5 | 03/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Renard Wilson | 4533681 | 5 | 03/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |