Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelley Renee Borm | 6320398 | 1 | 06/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bjorn Hjelmeland | 6835183 | 1 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lewis Thomas | 6223542 | 2 | 05/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Allen Brent | 2928797 | 5 | 03/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Lester Harvey | 1193052 | 1 | 10/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Leverett | 6090291 | 1 | 10/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Charles Odonnell | 837312 | 4 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McIntire | 7786013 | 1 | 09/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allison V Destefano | 6910184 | 3 | 08/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hubert Stalling | 1634214 | 2 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |