Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon S Atkinson | 2716121 | 5 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon S Atkinson | 2716121 | 5 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Salvatore Spagnuolo | 1489660 | 1 | 09/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Kajala | 4726999 | 3 | 08/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyrone Thorpe | 6752008 | 1 | 07/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Charles Odonnell | 837312 | 4 | 07/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Charles Odonnell | 837312 | 4 | 07/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Buckley | 6866289 | 1 | 07/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Sgro | 2968610 | 2 | 06/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |