Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kateryna Puchowicz | 5952424 | 1 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Peppers | 1754846 | 2 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bennett Christopher Sacks | 6962351 | 2 | 08/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Akright | 2306460 | 1 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Montenegro | 4768006 | 4 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |