Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tejan Anthony Farrell | 1822807 | 2 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew J Martino | 5625402 | 2 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scarlin A Mendoza | 7399452 | 2 | 03/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Redino Weinstein | 7118480 | 1 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Diebold | 2137826 | 2 | 12/03/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Persempere | 2925716 | 1 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel A Karp | 1730355 | 2 | 10/11/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Renard Wilson | 4533681 | 5 | 09/25/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Basenese | 4721418 | 4 | 09/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raj Patel | 2701333 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |