Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph Roedl | 5821964 | 1 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leah Mucciolo Blackburn | 6362456 | 1 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Keith Peppers | 1754846 | 2 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Richard Strahle | 6565020 | 1 | 06/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Ferguson | 1792519 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dariush Dan Danesh | 2019299 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erika G Galen | 7483982 | 1 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pornnipa Pongvitayapanu | 2524090 | 1 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Larkin Jones | 5961724 | 8 | 12/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |