Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Enderle | 2485756 | 1 | 02/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Alberto Chavez Llerenas | 4851520 | 2 | 02/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamesia Julette Bingham | 7600486 | 1 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric John Riemer | 7220272 | 2 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Herrera | 2906642 | 3 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric John Riemer | 7220272 | 2 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Camille Andrea Lopez | 5921019 | 1 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald R Brown | 4194553 | 3 | 12/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Seong-Wook Kim | 4613259 | 5 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Deanne Cole | 6228942 | 2 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |