Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Caterisano | 7075523 | 2 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Caterisano | 7075523 | 2 | 05/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Giles | 5214174 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Danelle Eanes | 5960723 | 1 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Guarino | 1626169 | 8 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Everett Pruden | 7852090 | 1 | 02/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alexander Shedleski | 2231290 | 3 | 12/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Kaye Janik | 2380604 | 1 | 11/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Martinez | 4966013 | 3 | 10/05/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |