Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Dauer | 4862901 | 2 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Kevin Jeffries | 4847209 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen John Biasini | 5411297 | 1 | 10/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Marie Bailleu | 6555117 | 1 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kateryna Puchowicz | 5952424 | 1 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Fogal | 4818794 | 3 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Schebo | 6256944 | 5 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Adam Knudsen | 5792605 | 1 | 05/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tennille Duncan | 3275037 | 1 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |