Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pruco Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Willis | 7797606 | 4 | 05/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Willis | 7797606 | 4 | 05/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Lee Platt | 7220346 | 1 | 05/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Mussenden | 7858614 | 1 | 04/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Kupres | 1882516 | 1 | 03/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jesus Saenz | 7432753 | 3 | 01/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 9 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Willis | 7797606 | 4 | 12/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Rae Loring | 2560965 | 5 | 12/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |